---
title: Securities Litigation - Rose Law Firm
description: Our attorneys have decades of experience representing clients in securities investigations and litigation. We understand the complexity of the myriad laws, regulations and rules that govern securities. We also appreciate the business difficulties securities litigation presents and draw on our experience to counsel clients on strategies to approach any securities-related issue. Our securities litigation services […]
image: https://blog.rose-law.com/hubfs/Imported_Blog_Media/Richard-Donovan-min-2.jpg
---

[![Photo of Brian Halligan](https://blog.rose-law.com/hs-fs/hubfs/Blog/Group%2010@2x.png?width=300&name=Group%2010@2x.png "Photo of Brian Halligan")](https://www.rose-law.com/)

- [Blog](https://blog.rose-law.com/blog)

# Securities Litigation

 Jan 24, 2020

![](https://blog.rose-law.com/hubfs/Imported_Blog_Media/Richard-Donovan-min-2.jpg)

Our attorneys have decades of experience representing clients in securities investigations and litigation. We understand the complexity of the myriad laws, regulations and rules that govern securities. We also appreciate the business difficulties securities litigation presents and draw on our experience to counsel clients on strategies to approach any securities-related issue.

Our securities litigation services include representing the following:

- Investors and broker-dealers in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA)
- Companies and shareholders in corporate disputes, including fraud, breach of fiduciary duty, dissolution proceedings and breach of stock purchase agreements
- Shareholders, officers and directors in shareholder derivative actions
- Companies, shareholders, officers and broker-dealers before various state and federal regulatory boards in both investigations and litigation

### Recent Posts

 Jul 10, 2024

### [The Supreme Court's Connelly Decision: A Game-Changer for Business Owners with Corporate-Owned Life Insurance (COLI)](https://blog.rose-law.com/rose-law-firm-blog/the-supreme-courts-connelly-decision-a-game-changer-for-business-owners-with-corporate-owned-life-insurance-coli)

 Aug 13, 2021

### [Shaneen K. Sloan](https://blog.rose-law.com/rose-law-firm-blog/attorney/shaneen-k-sloan)

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### Tags

- [Announcements (1)](https://blog.rose-law.com/blog/tag/announcements)
- [Business Continuity Planning (1)](https://blog.rose-law.com/blog/tag/business-continuity-planning)
- [Business Contracts (3)](https://blog.rose-law.com/blog/tag/business-contracts)
- [Corporate Litigation (3)](https://blog.rose-law.com/blog/tag/corporate-litigation)
- [Estate Planning for Business Owners (1)](https://blog.rose-law.com/blog/tag/estate-planning-for-business-owners)
- [General Commercial Law (3)](https://blog.rose-law.com/blog/tag/general-commercial-law)
- [Mergers & Acquisitions (2)](https://blog.rose-law.com/blog/tag/mergers-acquisitions)
- [News (1)](https://blog.rose-law.com/blog/tag/news)
- [Oregon Corporate Law (3)](https://blog.rose-law.com/blog/tag/oregon-corporate-law)
- [Ownership Succession (4)](https://blog.rose-law.com/blog/tag/ownership-succession)
- [Professional Firms Transitions (2)](https://blog.rose-law.com/blog/tag/professional-firms-transitions)
- [RLF Team News (3)](https://blog.rose-law.com/blog/tag/rlf-team-news)

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